January 6, 2009

• South Florida Investment Adviser Indicted for Multi-Million Dollar Misappropriation and Ponzi Scheme

  S.E.C. Litigation Release No. 20842 / January 6, 2009
  United States of America v. Anthony A. James, (United States District Court for the Eastern District of Michigan, Case No. (…)

January 5, 2009

• Securities and Exchange Commission v. Braintree Energy, Inc. and Howard Graham

  January 5, 2009 Litigation Release:
  Securities and Exchange Commission v. Braintree Energy, Inc. and Howard Graham, Civil Action No. (…)

December 30, 2008

• Congressionally-Mandated Study Says Improve, Do Not Suspend, Fair Value Accounting Standards

  Washington, D.C., Dec. (…)

• SEC HALTS $23 MILLION PONZI SCHEME AND AFFINITY FRAUD TARGETING HAITIAN-AMERICAN INVESTORS

  Litigation Release from the S.E.C.
  U.S. SECURITIES AND EXCHANGE COMMISSION
  Litigation Release No. 20840 / December 30, 2008
  Securities and Exchange Commission v. Creative Capital Consortium, LLC, et. (…)

December 23, 2008

• SEC Files Settled Enforcement Actions Against UnitedHealth Group

  SEC Press Release December 22, 2008:
  SEC Files Settled Enforcement Actions Against UnitedHealth Group and Former General Counsel in Stock Options Backdating Case
  Washington, D.C., Dec. (…)

December 22, 2008

• Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC ("BMIS") Injunction

  U.S. SECURITIES AND EXCHANGE COMMISSION
  Litigation Release No. 20834 / December 19, 2008
  Securities and Exchange Commission v. Bernard L. Madoff and Bernard L. (…)

December 19, 2008

• SEC Improves Protections for Seniors and Other Investors in Equity-Indexed Annuities

  S.E.C. December 17, 2008 Press Release:
  Washington, D.C., Dec. (…)

December 17, 2008

• Statement Regarding Madoff Investigation

  December 16, 2008 SEC News Release:
  Washington, D.C., Dec. (…)

December 16, 2008

• SEC Charges National Lampoon, CEO Daniel Laikin, and Others for Wide-Ranging Market Manipulation Schemes

  December 15, 2008 SEC Press Release:
  Washington, D.C., Dec. 15, 2008 — The Securities and Exchange Commission today charged National Lampoon, Inc., its CEO Daniel S. (…)

December 13, 2008

• Securities and Exchange Commission v. One Wall Street, Inc

  "U.S. SECURITIES AND EXCHANGE COMMISSION
  Litigation Release No. 20826 / December 12, 2008
  Securities and Exchange Commission v. One Wall Street, Inc., Donte C. (…)

December 12, 2008

• SEC Finalizes ARS Settlements With Citigroup And UBS, Providing Nearly $30 Billion in Liquidity to Investors

  Dec. 11, 2008 Press Release from the U.S. Securities & Exchange Commission
  Washington, D.C., Dec. (…)

• ASDCashGenerator - Sit Down and Shut Up!

  Wow, with all the attention ASDCashGenerator got recently, here's a scheme that makes it look like Amateur Night…
  Check out this release today (December 11, 2008) from the Security and Exchange Commission:
  "SEC Charges Bernard L. (…)

December 8, 2008

• SEC Charges N.Y. Attorney Marc S. Dreier With Multi-Million Dollar Fraud

  Dec 8, 2008 SEC Press Release:
  Washington, D.C., Dec. 8, 2008 — The Securities and Exchange Commission today charged New York attorney Marc S. (…)

December 4, 2008

• SEC Approves Measures to Strengthen Oversight of Credit Rating Agencies

  Dec 3, 2008 SEC Press Release
  Washington, D.C., Dec. (…)

November 25, 2008

• SEC Chairman Cox Statement on Meeting of IOSCO Technical Committee

  FOR IMMEDIATE RELEASE
  2008-279
  Washington, D.C., Nov. (…)

November 21, 2008

• OFFSHORE HACKER PERMANTLY ENJOINED FROM FUTURE VIOLATIONS OF THE FEDERAL SECURITIES LAWS

  U.S. SECURITIES AND EXCHANGE COMMISSION
  Litigation Release No. 20816 / November 20, 2008
  Securities and Exchange Commission v. (…)

November 20, 2008

• SEC Improves Disclosure for Mutual Fund Investors

  Washington, D.C., Nov. (…)

• SEC Announces Panelists and Agenda for Mark-to-Market Accounting Roundtable

  FOR IMMEDIATE RELEASE
  2008-276
  Washington, D.C., Nov. (…)

November 18, 2008

• SEC Files Insider Trading Charges Against Mark Cuban

  U.S. SECURITIES AND EXCHANGE COMMISSION
  Litigation Release No. 20810 / November 17, 2008
  Securities and Exchange Commission v. Mark Cuban, Civil Action No. (…)

November 14, 2008

• SEC Announces November 21 Roundtable on Mark-to-Market Accounting

  Securities and Exchange Commission Press Release:
  FOR IMMEDIATE RELEASE 2008-271
  Washington, D.C., Nov. 14, 2008 — The Securities and Exchange Commission announced today that on Nov. (…)