January 6, 2009
- South Florida Investment Adviser Indicted for Multi-Million Dollar Misappropriation and Ponzi Scheme
S.E.C. Litigation Release No. 20842 / January 6, 2009
United States of America v. Anthony A. James, (United States District Court for the Eastern District of Michigan, Case No. (…)
January 5, 2009
- Securities and Exchange Commission v. Braintree Energy, Inc. and Howard Graham
January 5, 2009 Litigation Release:
Securities and Exchange Commission v. Braintree Energy, Inc. and Howard Graham, Civil Action No. (…)
December 30, 2008
- Congressionally-Mandated Study Says Improve, Do Not Suspend, Fair Value Accounting Standards
Washington, D.C., Dec. (…)
- SEC HALTS $23 MILLION PONZI SCHEME AND AFFINITY FRAUD TARGETING HAITIAN-AMERICAN INVESTORS
Litigation Release from the S.E.C.
U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 20840 / December 30, 2008
Securities and Exchange Commission v. Creative Capital Consortium, LLC, et. (…)
December 23, 2008
- SEC Files Settled Enforcement Actions Against UnitedHealth Group
SEC Press Release December 22, 2008:
SEC Files Settled Enforcement Actions Against UnitedHealth Group and Former General Counsel in Stock Options Backdating Case
Washington, D.C., Dec. (…)
December 22, 2008
- Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC ("BMIS") Injunction
U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 20834 / December 19, 2008
Securities and Exchange Commission v. Bernard L. Madoff and Bernard L. (…)
December 19, 2008
- SEC Improves Protections for Seniors and Other Investors in Equity-Indexed Annuities
S.E.C. December 17, 2008 Press Release:
Washington, D.C., Dec. (…)
December 17, 2008
- Statement Regarding Madoff Investigation
December 16, 2008 SEC News Release:
Washington, D.C., Dec. (…)
December 16, 2008
- SEC Charges National Lampoon, CEO Daniel Laikin, and Others for Wide-Ranging Market Manipulation Schemes
December 15, 2008 SEC Press Release:
Washington, D.C., Dec. 15, 2008 — The Securities and Exchange Commission today charged National Lampoon, Inc., its CEO Daniel S. (…)
December 13, 2008
- Securities and Exchange Commission v. One Wall Street, Inc
"U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 20826 / December 12, 2008
Securities and Exchange Commission v. One Wall Street, Inc., Donte C. (…)
December 12, 2008
- SEC Finalizes ARS Settlements With Citigroup And UBS, Providing Nearly $30 Billion in Liquidity to Investors
Dec. 11, 2008 Press Release from the U.S. Securities & Exchange Commission
Washington, D.C., Dec. (…) - ASDCashGenerator - Sit Down and Shut Up!
Wow, with all the attention ASDCashGenerator got recently, here's a scheme that makes it look like Amateur Night…
Check out this release today (December 11, 2008) from the Security and Exchange Commission:
"SEC Charges Bernard L. (…)
December 8, 2008
- SEC Charges N.Y. Attorney Marc S. Dreier With Multi-Million Dollar Fraud
Dec 8, 2008 SEC Press Release:
Washington, D.C., Dec. 8, 2008 — The Securities and Exchange Commission today charged New York attorney Marc S. (…)
December 4, 2008
- SEC Approves Measures to Strengthen Oversight of Credit Rating Agencies
Dec 3, 2008 SEC Press Release
Washington, D.C., Dec. (…)
November 25, 2008
- SEC Chairman Cox Statement on Meeting of IOSCO Technical Committee
FOR IMMEDIATE RELEASE
2008-279
Washington, D.C., Nov. (…)
November 21, 2008
- OFFSHORE HACKER PERMANTLY ENJOINED FROM FUTURE VIOLATIONS OF THE FEDERAL SECURITIES LAWS
U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 20816 / November 20, 2008
Securities and Exchange Commission v. (…)
November 20, 2008
- SEC Improves Disclosure for Mutual Fund Investors
Washington, D.C., Nov. (…)
- SEC Announces Panelists and Agenda for Mark-to-Market Accounting Roundtable
FOR IMMEDIATE RELEASE
2008-276
Washington, D.C., Nov. (…)
November 18, 2008
- SEC Files Insider Trading Charges Against Mark Cuban
U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 20810 / November 17, 2008
Securities and Exchange Commission v. Mark Cuban, Civil Action No. (…)
November 14, 2008
- SEC Announces November 21 Roundtable on Mark-to-Market Accounting
Securities and Exchange Commission Press Release:
FOR IMMEDIATE RELEASE 2008-271
Washington, D.C., Nov. 14, 2008 — The Securities and Exchange Commission announced today that on Nov. (…)

